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CISI Revision Express: Exam Dates & Question Banks for Financial Certifications, Lecture notes of Corporate Finance

The current edition, codes, and question banks for various financial certifications offered by the Chartered Institute for Securities & Investment (CISI). It includes details about the number of questions in the bank, the first and final exam dates, and the relevant financial domains covered by each certification. This chart is essential for candidates preparing for their CISI exams and seeking to assess their knowledge before taking the test.

What you will learn

  • What is the first exam date for the Investment Operations Certificate (IOC) in Asset Servicing?
  • Which certification has the most questions in its question bank according to the provided chart?
  • Which financial domain is covered by the RXCFC6 certification?

Typology: Lecture notes

2021/2022

Uploaded on 09/27/2022

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Revision Express Editions Chart
Up to date at 24 June 2020
fgThe CISI's Revision Express products are revision aids that consist of tutorial screens and multiple-choice questions to assess knowledge before taking your exam.
CISI Revision Express question banks include a set of questions which have been compiled to reflect as closely as possible the examination standard candidates will experience.๎˜ƒ
๎˜ƒ
Investment Operations Certificate (IOC) Programme
Financial Planning
TITLE CURRENT
EDITION
CODE QUESTIONS
IN BANK
FIRST
EXAM
FINAL
EXAM
Asset Servicing 16 RXAST16 197 11 Nov 19 10 Nov 20
Client Money and Assets 4 RXCASS4 228
11 Dec 19 10 Dec 21
Collective Investment Schemes Administration 14 RXCISA14 196 21 Apr 19 20 Aug 20
Combating Financial Crime 6 RXCFC6 240
11 Aug 19 10 Aug 20
Derivatives Operations 4 RXDO4 152
01 Dec 17 31 Dec 20
Global Financial Compliance 8 RXGFC8 307
11 Nov 19 30 Sep 21
Global Securities Operations
15 RXGSEC15 254 1 Jul 19 30 Jun 20
16 RXGSEC16 250 1 Jul 20 30 Jun 21
Introduction to Securities & Investment
35 RXSI35 268
01 Aug 19 09 Sep 20
36 RXSI36 268
10 Sep 20 31 Jul 21
IT in Investment Operations 9 RXITIO9 219
11 May 19 10 May 21
Managing Cyber-Security 3 RXCYB3 186
11 Jan 19 10 Jan 21
Operational Risk 23 RXORP23 192 01 Jun 20 31 May 21
Pensions Administration 4 RXPA4 161
21 Jan 19 31 Sep 20
Platforms, Wealth Management and Service Providers 5 RXPLAT5 100
21 Nov 19 10 Jul 21
Risk in Financial Services 7 RXRISK7 265
11 Aug 18 10 Aug 20
UK Financial Regulation 27 RXUKFR27 252 01 Apr 20 31 Mar 21
TITLE CURRENT
EDITION
CODE QUESTIONS
IN BANK
FIRST
EXAM
FINAL
EXAM
Diploma in Financial Planning Case Study N/A RXDFP2 N/A N/A 31 Mar 21
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Revision Express Editions Chart

Up to date at 24 June 2020

fgThe CISI's Revision Express products are revision aids that consist of tutorial screens and multiple-choice questions to assess knowledge before taking your exam.CISI Revision Express question banks include a set of questions which have been compiled to reflect as closely as possible the examination standard candidates will experience.^ Investment Operations Certificate (IOC) Programme

Financial Planning

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Asset Servicing^

16 RXAST^

197 11 Nov 19^ 10 Nov 20

Client Money and Assets

4 RXCASS^

228 11 Dec 19^ 10 Dec 21

Collective Investment Schemes Administration

14 RXCISA^

196 21 Apr 19^ 20 Aug 20

Combating Financial Crime

6 RXCFC^

240 11 Aug 19^ 10 Aug 20

Derivatives Operations^

4 RXDO^

152 01 Dec 17^ 31 Dec 20

Global Financial Compliance

8 RXGFC^

307 11 Nov 19^ 30 Sep 21

Global Securities Operations

15 RXGSEC^

254 1 Jul 19^ 30 Jun 20 16 RXGSEC^

250 1 Jul 20^ 30 Jun 21

Introduction to Securities & Investment

35 RXSI^

268 01 Aug 19^ 09 Sep 20 36 RXSI^

268 10 Sep 20^ 31 Jul 21

IT in Investment Operations

9 RXITIO^

219 11 May 19^ 10 May 21

Managing Cyber-Security

3 RXCYB^

186 11 Jan 19^ 10 Jan 21

Operational Risk^

23 RXORP^

192 01 Jun 20^ 31 May 21

Pensions Administration

4 RXPA^

161 21 Jan 19^ 31 Sep 20

Platforms, Wealth Management and Service Providers

5 RXPLAT^

100 21 Nov 19^ 10 Jul 21

Risk in Financial Services

7 RXRISK^

265 11 Aug 18^ 10 Aug 20

UK Financial Regulation

27 RXUKFR^

252 01 Apr 20^ 31 Mar 21

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Diploma in Financial Planning Case Study

N/A^ RXDFP^

N/A^ N/A^ 31 Mar 21

Revision Express Editions Chart

Up to date at 24 June 2020

Award in BancassuranceCURRENTTITLE Foundation / Schools Capital Markets ProgrammeCertificate Programme

CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Award in Bancassurance (Africa)

4 RXBANC^

60 1 May 20^ 30 Apr 21

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Fundamentals of Financial Services

4 RXFFS^

202 01 Aug 19^ 31 Jul 21

Introduction to Investment

12 RXIIA^

268 01 Aug 19^ 09 Sep 20 13 RXIIA^

268 10 Sep 20^ 31 Jul 21

Financial Products, Markets and Services

4 RXFPMS^

242 01 Sep 19^ 31 Aug 20

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Derivatives^

15 RXDER^

181 11 Oct 19^ 10 Oct 20

Financial Derivatives^

14 RXFDM^

208 11 Oct 18^ 31 Dec 20

Securities^

15 RXSEC^

257 22 Mar 20^ 21 Mar 21

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Combating Financial Crime

6 RXCFC^

240 11 Aug 19^ 10 Aug 20

Corporate Finance Regulation

10 RXCFR^

243 11 Apr 19^ 10 Apr 21

Corporate Finance Technical Foundations

10 RXCFT^

260 11 Apr 19^ 10 Apr 21

Global Financial Compliance

8 RXGFC^

307 11 Nov 19^ 30 Sep 21

Risk in Financial Services

7 RXRISK^

265 11 Aug 18^ 10 Aug 20

UK Financial Regulation

27 RXUKFR^

252 01 Apr 20^ 31 Mar 21

Revision Express Editions Chart

Up to date at 24 June 2020

International

TITLE^

CURRENT^ CODE^ EDITION

QUESTIONSFIRSTIN BANKEXAM

FINALEXAM

Applied Financial Advice & Management

2 RXICAWML^

122 21 Feb 17^ 30 Sep 20

Corporate Finance Technical Foundations Arabic

1 RXCFTA^

205 22 Mar 20^ 10 Jul 21

Economics and Markets for Wealth Management

1 RXEMWM^

100 31 Jan 20^ 20 Dec 21

Fundamentals of Financial Services (Arabic)

4 RXFFSA^

101 21 Oct 119^ 20 Oct 21

Fundamentals of Financial Services (Spanish)

4 RXFFSES^

138 21 Oct 19^ 30 Nov 21

Fundamentals of Financial Services (French)

2 RXFFSF^

164 11 Feb 19^ 10 Feb 22

Fundamentals of Islamic Banking and Finance

3 RXFIBF^

212 21 July 19^ 20 July 21

Fundamentals of Islamic Banking and Finance (Arabic)

3 RXFIBFA^

84 10 Sep 19^ 08 Nov 21

Global Financial Compliance (Arabic)

1 RXGFCA^

250 10 May 19^ 11 May 20

Global Financial Derivatives

5 RXGFD^

163 21 Nov 17^ 31 Dec 20

International Certificate in Wealth and Investment Management

RXICWIM4^174

2 Mar 19^ 01 Mar 21

International Certificate in Wealth and Investment Management (Spanish)

4 RXICWIMES

216 11 Nov 19

10 Nov 21

International Certificate in Wealth and Investment Management (Arabic)

^4 RXICWIMA

219 21 Apr 20

20 Apr 22

International Certificate in Wealth and Investment Management (Mandarin)

3 RXMICWIM

229 19 Jul 17

20 July 21

International Introduction to Securities & Investment

12 RXIINT^

167 10 Sep 19^ 20 Nov 20

International Introduction to Securities & Investment (Africa)

199 RXIINTAF

10 Sep 19^ 09 Sep 20

International Introduction to Securities & Investment (Kenya)

RXIINTK2^183

12 Mar 18^ 20 Jan 21

International Introduction to Securities & Investment (Arabic)

RXIINTA12^178

11 Jan 21^ 20 Feb 21

International Introduction to Securities & Investment (Spanish)

^12

RXIINTE12^180

02 Mar 20^ 01 Mar 21

International Introduction to Investment

12 RXIIIA^

167 10 Sep 19^ 20 Nov 20

Islamic Finance Qualification

8 RXIFQ^

263 01 Jun 18^ 31 May 20

Islamic Finance Qualification Arabic

5 RXIFQA^

199 20 Sep 18^ 19 Sep 20

Islamic Finance Qualification French

2 RXIFQF^

150 10 Sep 18^ 09 Sep 20

Kuwait Capital Markets Authority Rules and Regulations

1 RXKCRR^

112 31 Mar 20^ 30 Mar 21

Kuwait Capital Markets Authority Rules and Regulations (Arabic)

^1

RXKUWA1^100

12 Mar 20^ 20 Apr 21

Regulations and Market Practice (Kenya)

2 RXRRK^

109 21 Apr 19^ 20 Apr 21

Risk in Financial Services (Spanish)

7 RXRISKES^

88 11 Nov 18^ 10 Nov 21

Securities Arabic^

2 RXSECAR^

218 01 Jul 19^ 30 Jun 20 3 RXSECAR^

214 01 Jul 20^ 30 Jun 21

Wealth & Investment Management (India)

2 RXICWIMI^

170 01 Feb 19^ 31 Jan 21

Islamic Financial Qualification (Arabic)

6 RXIFQA^

199 20 Sep 20^ 19 Sep 22

Revision Express Editions Chart

Up to date at 24 June 2020