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Competency Modeling and Job Analysis: Definitions, Trends, and Debates, Lecture notes of Psychology

An overview of competency modeling and job analysis, including definitions, current trends, and debates in the literature. Competencies are defined as a combination of knowledge, skills, abilities, and other individual characteristics that can be reliably measured and differentiate performance. Competency modeling involves identifying and measuring the necessary KSAOs for job success, while job analysis deals with collecting data about observable job behaviors and delineating the required KSAOs. The document also discusses the automation and strategic aspects of job analysis and competency modeling, as well as the reliability of ratings and rater training.

What you will learn

  • How can strategic job analysis predict successful performance?
  • What are competencies and how are they different from traditional KSAOs identified through job analysis?
  • What is the role of rater training in competency modeling and job analysis?

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Competency Modeling & Job Analysis
1
Competency Modeling & Job Analysis
Current trends and debates in the academic literature
The current report details the state of the academic literature on competency modeling and
job analysis. The paper begins by providing definitions of competencies, competency
modeling, and job analysis. The next section summarizes current trends in the literature on
competency modeling and job analysis. The final section uncovers some current debates in
the competency modeling and job analysis literatures.
Definitions
Competencies: Although the definition appears to vary widely (Schippmann, et al., 2000),
competencies are typically defined as a combination of knowledge, skills, abilities and other
individual characteristics (often called KSAOs; including but not limited to motives,
personality traits, self-concepts, attitudes, beliefs, values, and interests) that can be reliably
measured and that can be shown to differentiate performance (Mirabile, 1997; Schippmann,
et al., 2000; Spencer, McClelland, & Spencer, 1994).
Competency modeling: Competency modeling is typically defined as the identification,
definition, and measurement of the KSAOs that are needed to perform successfully on the
job (Bartram, 2004; Schippmann, et al., 2000). Competency modeling can be carried out
using a few different approaches, but the most common are the individual job level and the
organization level (Mansfield, 1996). The former deals with identifying the characteristics
(i.e., KSAOs) that are necessary to be successful in a particular job (often referred to as a
bottom-up competency model, and is quite similar to job analysis), whereas the latter takes
into account organizational objectives, vision, and strategy and attempts to develop a set of
competencies that are applied to the entire organization, a department within the
organization, or a job family within the organization (Lawler, 1994; Prahalad & Hamel,
1990).
Job analysis: Broadly defined, job analysis involves collecting data about observable job
behaviors, and delineating the knowledge, skills, abilities, and other characteristics needed
to perform the job (Cascio & Aguinis, 2005; Harvey, 1991). This broad definition is typically
broken into two separate approaches to job analysis: worker-oriented job analysis and task-
oriented job analysis. Worker-oriented job analysis is often referred to as job specification
and deals with the necessary KSAOs for successful completion of the job. As one can see,
this is very similar in nature to the definition of competency modeling advanced above.
The other approach is referred to as task-oriented job analysis (also called work-oriented),
and deals with what gets done on the job (i.e., the job relevant behaviors) and how the job
is conducted (including the tools, machinery, information, and people with which the
incumbent typically interacts). This approach is often referred to as a job description, as it
details the necessary behaviors for successful completion of the job (Cascio & Aguinis,
2005).
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Competency Modeling & Job Analysis

Current trends and debates in the academic literature

The current report details the state of the academic literature on competency modeling and job analysis. The paper begins by providing definitions of competencies, competency modeling, and job analysis. The next section summarizes current trends in the literature on competency modeling and job analysis. The final section uncovers some current debates in the competency modeling and job analysis literatures.

Definitions

Competencies: Although the definition appears to vary widely (Schippmann, et al., 2000), competencies are typically defined as a combination of knowledge, skills, abilities and other individual characteristics (often called KSAOs; including but not limited to motives, personality traits, self-concepts, attitudes, beliefs, values, and interests) that can be reliably measured and that can be shown to differentiate performance (Mirabile, 1997; Schippmann, et al., 2000; Spencer, McClelland, & Spencer, 1994).

Competency modeling: Competency modeling is typically defined as the identification, definition, and measurement of the KSAOs that are needed to perform successfully on the job (Bartram, 2004; Schippmann, et al., 2000). Competency modeling can be carried out using a few different approaches, but the most common are the individual job level and the organization level (Mansfield, 1996). The former deals with identifying the characteristics (i.e., KSAOs) that are necessary to be successful in a particular job (often referred to as a bottom-up competency model, and is quite similar to job analysis), whereas the latter takes into account organizational objectives, vision, and strategy and attempts to develop a set of competencies that are applied to the entire organization, a department within the organization, or a job family within the organization (Lawler, 1994; Prahalad & Hamel, 1990).

Job analysis: Broadly defined, job analysis involves collecting data about observable job behaviors, and delineating the knowledge, skills, abilities, and other characteristics needed to perform the job (Cascio & Aguinis, 2005; Harvey, 1991). This broad definition is typically broken into two separate approaches to job analysis: worker-oriented job analysis and task- oriented job analysis. Worker-oriented job analysis is often referred to as job specification and deals with the necessary KSAOs for successful completion of the job. As one can see, this is very similar in nature to the definition of competency modeling advanced above.

The other approach is referred to as task-oriented job analysis (also called work-oriented), and deals with what gets done on the job (i.e., the job relevant behaviors) and how the job is conducted (including the tools, machinery, information, and people with which the incumbent typically interacts). This approach is often referred to as a job description, as it details the necessary behaviors for successful completion of the job (Cascio & Aguinis, 2005).

Recent trends in competency modeling and job analysis

Automation of competency modeling/job analysis

The use of technology is changing the nature and execution of many areas of human resource practice (e.g., online assessments; Bartram, 2004). In an effort to streamline and make the process of competency modeling/job-analysis more efficient, Mason and Lin (2008) advocate the use of online data warehouses of competency models, web-based focus groups, and the use of online surveys to gather data from subject matter experts (SMEs) and incumbents. Others have utilized an online database of job information called the Occupational Information Network (O*NET) for the purpose of gathering position requirements and determining common tasks (e.g., McEntire, Dailey, Osburn, & Mumford, 2006; Reiter-Palmon, Brown, Sandall, Buboltz, & Nimps, 2006).

The implementation of these methods may have drawbacks, including the inability to detect and account for cultural differences, the lack of access to technology in certain areas of the world, and the inability to apply the pre-made models to specific jobs. Mason and Lin make some important recommendations for other practitioners who choose to implement job analysis or competency modeling using technology, including a great deal of planning in advance and ensuring that key stakeholders get involved. As Harvey (2008) points out, the automation of job analysis and competency modeling has tremendous potential to make the process more affordable and practical, but warns of the problems (e.g., inaccuracy) associated with applying an average profile to a specific job.

Strategic job analysis

Strategic job analysis involves attempting to identify the relevant tasks, behaviors, and KSAOs for a job as they are predicted to be in the future (Schneider & Konz, 1989). This approach represents a change from descriptive job analysis (with a focus on describing the job as it currently exists) to predictive job analysis (which focuses on how the job is expected to be in the future). The need for strategic job analysis is becoming more apparent because of the dynamic nature of modern-day organizations (with a greater reliance on rapidly changing project teams) and as organizations try to hire, train, and appraise the performance of new positions (Sackett & Laczo, 2003; Sanchez & Levine, 2001). Despite the increased call for strategic job analysis, very little research has been conducted on the topic, with most of the available literature on the topic being prescriptive in nature (with the exception of Arvey, Salas, & Gialluca, 1992; Bruskiewicz & Bosshardt,

  1. and focusing largely on how to carry out a strategic job analysis (e.g., see Schneider & Konz, 1989). The major findings from these few empirical studies suggest that strategic job analysis may be able to successful identify future skill requirements. However, many questions remain, such as, how well can strategic job analyses predict successful performance?

Cognitive task analysis

With the advent of the Internet and the great increase in technology across the workplace, today’s jobs contain more cognitive complexity than ever before (Bartram, 2004). In an effort to best select and appraise the performance of today’s workers, cognitive task analysis (CTA), that is, the identification and analysis of cognitive processes that underlie task performance, has been offered as a supplement to traditional task analysis (Chipman, Schraagen, & Shalin, 2000; Sackett & Laczo, 2003). The effectiveness of CTA at modeling the cognitive processes of jobs has recently been demonstrated in a large-scale meta-

analysis by Dierdorff and Wilson (2003) found, ratings made by SMEs are considerably more reliable across raters as compared to inexperienced incumbents. Lievens, et al. (2004) found that adding task statements to a competency modeling effort was able to improve SME inter-rater reliability. These authors echo the point made by Schippmann, et al. (2000) that adding some of the methodological rigor that is inherent in job analysis to competency modeling can improve efforts in this area.

Rater training in competency modeling and job analysis

One final area of recent research has been to extend the rater training findings from job analysis (see Cellar, Curtis, Kohlepp, Poczapski, & Mohiuddin, 1989; Sanchez & Levine,

  1. to competency modeling (Lievens & Sanchez, 2007). Sanchez and Levine (1994) found that rater training was helpful for improving the quality of ratings made by incumbents and by SMEs in a job analysis context. Recently, Lievens and Sanchez (2007) examined whether frame of reference training with a group of consultants would improve the quality of competency model ratings or not. Their results suggest that frame of reference training (which primes raters with an organizational category system for observing behavior and rating performance) can improve the discriminant validity, inter- rater reliability, and accuracy of the competency ratings compared to a no-training control group. These results suggest that organizations should implement training programs as a part of their competency model development efforts.

Debates in the literature

This section details a number of debates that exist in the literature regarding competency modeling and job analysis. These debates are framed as questions and the answer will contain several different viewpoints relevant to the debate.

ƒ There is some disagreement about the definition of a competency. What is a competency?

  • A combination of motives, traits, self-concepts, attitudes or values, and content knowledge or cognitive skill, or any individual characteristic that can be reliably measured or counted and that can be shown to differentiate top performers from average performers (Spencer, McClelland, & Spencer, 1994).
  • A written description of measurable work habits and personal skills used to achieve work objectives (Green, 1999).
  • A knowledge, skill, ability, or other characteristic associated with high performance on a job (Mirabile, 1997).
  • Observable, behavioral capabilities that are important for performing key responsibilities of a role or job (Schippmann, et al., 2000). ƒ Is competency modeling a replacement for traditional job analysis?
  • Yes, job analysis is too time consuming, costly, and often inaccurate (Sanchez & Levine, 1999). Additionally, task based job analyses are unable to capture the changing nature of work, whereas competency models are better able to handle this issue (Lawler, 1994; Sackett & Laczo, 2003).
  • No, competency modeling is, in many ways, very similar to a worker-oriented job analysis where the fundamental KSAOs are identified (Sackett & Laczo, 2003; Sanchez & Levine, 2001). Additionally, competency modeling is considerably less rigorous and often fails to achieve the levels of reliability and validity attained by job analytic methods (Lievens, Sanchez, & DeCorte, 2004; Schippmann, et al., 2000).

ƒ To what extent are competencies different from the traditional knowledge, skills, abilities and other individual characteristics (KSAOs) that are typically identified through job analysis?

  • Competencies identified at the individual job level are often very similar in nature to the KSAOs identified during a worker-oriented job analysis.
  • However, competencies identified at the organization level (“core competencies”) are more akin to organizational culture, mission, and goals than to KSAOs identified through job analysis. ƒ Does a competency model developed in one organization work for another organization?
  • Yes, competency profiles are useful for the same position across organizations (Mason & Lin, 2008).
  • No, competencies should be carefully constructed for each individual position; otherwise they have the potential to be inaccurate (Harvey, 2008).

Conclusions

The voluminous writing on competency modeling and job analysis is enough to leave one feeling unsure about which approach is best amid the debates. Well, the question of a singular overall best approach is perhaps not the right way to approach the issue. Instead, the approach that is chosen should depend on the conditions of the environment/job, the needs of the organization, and the ultimate uses of the competency model/job analysis (see Table 1 below). For example, if an organization is interested in developing a leadership training component for a succession planning program, then the best approach would likely be a top-down competency model, because the mission and goals of the organization will be important. However, if the organization is interested in developing a selection instrument for a new job in their IT department, then perhaps a strategic job analysis would be most appropriate because of the legal implications of a selection context and the forward looking aspect of the strategic job analysis. One could also employ a methodologically sound bottom-up competency model to this situation, ensuring to keep a focus on what competencies will be important for success in the future.

Table 1. Sample of different uses of job analysis/competency modeling depending on needs.

Job analysis

Competency modeling

Situation

Personal ity

Strategi c

Cognitiv e task

Work- oriented

Top- down

Bottom- up

Leadership training for succession planning

X

Selection instrument for a new IT job

X X

In addition, an organization can decide on the level of specificity that is desired and the organizational level at which the competency modeling/job analysis effort will be focused (see Table 2). For example, if an organization was interested in examining an individual job at a particular moment in time, they may consider conducting a job analysis. However, if

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About ICF International

ICF International (NASDAQ: ICFI) partners with government and commercial clients to deliver consulting services and technology solutions in the energy, climate change, environment, transportation, social programs, health, defense, and emergency management markets. The firm combines passion for its work with industry expertise and innovative analytics to produce compelling results throughout the entire program life cycle, from analysis and design through implementation and improvement. Since 1969, ICF has been serving government at all levels, major corporations, and multilateral institutions. More than 3,000 employees serve these clients worldwide. ICF’s Web site is www.icfi.com.

Additional Information

For more information about competency modeling, please visit www.icfi.com/competencies or contact:

Christina Curnow +1.703.934. ccurnow@icfi.com